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Rain DOG Financial

Rain DOG Financial. CRD 328633

Rain DOG Financial logo

CRD: 328633

Rain DOG Financial

$18.8M Total AUM
$18.8M Disc. AUM
-- 3Y CAGR
1 Employees
7 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Altruist ยท Truist Bank
Clients
Retail
Platforms
Available
Established Date
04-09-2024
Office Locations
1

Office Locations

330 112th AVE NE STE 300 Bellevue WA

About Rain DOG Financial

Rain Dog Financial is an independent, fee-only fiduciary RIA in Bellevue, WA serving the greater Seattle area. The firm provides comprehensive financial and investment planning, tax-smart portfolio design, and ongoing portfolio management using a guided index investing approach built for resilience across changing markets and behaviors. Clients include business and tech leaders, medical professionals, and educators, often near retirement or retired. Client portal is on Altruist.

Team overview

-- AVG AGE
$18.8M AVG AUM / ADVISOR
$2.7M AVG AUM / CLIENT
2.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
2yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

S

Steven C McConnell

Chief Compliance Officer, Financial Advisor, Investment Advisor, Managing Member

CRD
#7828938
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $18,821,963 --
Non-Discretionary $0 --
Total $18,821,963 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

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