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RB Capital Management, LLC

RB Capital Management, LLC. CRD 125678

RB Capital Management, LLC logo

CRD: 125678

RB Capital Management, LLC

$930.6M Total AUM
$930.6M Disc. AUM
10.5% 3Y CAGR
16 Employees
648 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
08-04-2000
Office Locations
10

Office Locations

15 River Road Suit 15B Wilton CT
1615 Bonanza Street, Suite 403 Walnut Creek CA
345 Lorton Avenue, Suite 302 Burlingame CA

About RB Capital Management, LLC

RB Capital Management is a fiduciary advisor providing customized portfolio and wealth management strategies built around each client’s goals and risk tolerance. The firm emphasizes risk management—seeking protection, income, and diversification to enhance portfolio returns—with an attentive, high-touch service model and direct advisor access. Supports custody relationships including Charles Schwab and Pershing.

Team overview

51 AVG AGE
$66.5M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
7.7 yrs AVG TENURE
16 Employees
14 Advisory Reps
13 RIA Reps
25yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

ROBERT WILLIAM BALLAN

ROBERT WILLIAM BALLAN

Chief Investment Officer, Managing Member

CRD
#1536058
Ownership
75% or more
Available
Available
Available
S

SHAWN DEREK YOUNG

Chief Compliance Officer, CHIEF OPERATING OFFICER

CRD
#4793253
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

JOHN PHILIP BANKOVITCH

--

CRD
#3230484
Available
Available
Available
CARL HOWARD DEMARTINI

CARL HOWARD DEMARTINI

--

CRD
#1142547
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-30-2022
08-03-2023
03-21-2024
09-16-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $930,603,372 $606,651
Non-Discretionary $0 --
Total $930,603,372 $606,651

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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