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RB Capital Management, LLC

RB Capital Management, LLC. CRD 125678

RB Capital Management, LLC logo

CRD: 125678

RB Capital Management, LLC

$930.6M Total AUM
$930.6M Disc. AUM
10.5% 3Y CAGR
16 Employees
648 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Pershing
Clients
Retail and Institutional
Established Date
08-04-2000
Office Locations
10

Office Locations

15 River Road Suit 15B Wilton CT
1615 Bonanza Street, Suite 403 Walnut Creek CA
345 Lorton Avenue Burlingame CA

About RB Capital Management, LLC

RB Capital Management is a fiduciary advisor providing customized portfolio and wealth management strategies built around each client’s goals and risk tolerance. The firm emphasizes risk management—seeking protection, income, and diversification to enhance portfolio returns—with an attentive, high-touch service model and direct advisor access. Supports custody relationships including Charles Schwab and Pershing.

Reported data analysis

What the numbers show

Between September 16, 2025 and March 27, 2026, reported AUM increased 13.9%, from $817.2M to $930.6M.

Across 5 reported observations, AUM increased 41.9% between August 30, 2022 and March 27, 2026, from $655.8M to $930.6M.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 14 advisory representatives and 648 clients, or 46.3 clients per representative. That equates to $1.4M in reported AUM per client.

The profile lists 10 reported office locations and 26 years in operation. The source data was last updated on March 27, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

51 AVG AGE
$66.5M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
7.8 yrs AVG TENURE
16 Employees
14 Advisory Reps
13 RIA Reps
26yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

ROBERT WILLIAM BALLAN

ROBERT WILLIAM BALLAN

Chief Investment Officer, Managing Member

CRD
#1536058
Ownership
75% or more
S

SHAWN DEREK YOUNG

Chief Compliance Officer, CHIEF OPERATING OFFICER

CRD
#4793253
Ownership
Less than 5%

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Contacts

J

JOHN PHILIP BANKOVITCH

--

CRD
#3230484
CARL HOWARD DEMARTINI

CARL HOWARD DEMARTINI

--

CRD
#1142547

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-30-2022
08-03-2023
03-21-2024
09-16-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $930,603,372 $606,651
Non-Discretionary $0 --
Total $930,603,372 $606,651

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Separately Managed Accounts

SMA allocation detail is available

RB Capital Management, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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RB Capital Management, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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