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RED OAK Financial Group

RED OAK Financial Group. CRD 166912

RED OAK Financial Group logo

CRD: 166912

RED OAK Financial Group

$1.0B Total AUM
$616.7M Disc. AUM
15.1% 3Y CAGR
20 Employees
1,202 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
LPL Financial · Vanguard
Clients
Retail and Institutional
Platforms
Available
Established Date
02-19-2013
Office Locations
1

Office Locations

403 Allegheny Avenue Towson MD

About RED OAK Financial Group

Red Oak Financial Group focuses on retirement and legacy planning—helping working and retired clients build reliable income and make assets last, while supporting multi-generation family goals. The firm emphasizes a collaborative, fiduciary-minded team approach and offers education such as small group Social Security sessions. Serving clients since 1978.

Team overview

42 AVG AGE
$173.4M AVG AUM / ADVISOR
$865.4K AVG AUM / CLIENT
5.3 yrs AVG TENURE
20 Employees
6 Advisory Reps
6 RIA Reps
13yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

CHRISTOPHER PATRICK COMPTON

CHRISTOPHER PATRICK COMPTON

Chief Compliance Officer, Managing Member, Principal

CRD
#2946906
Ownership
Less than 5%
Available
Available
Available

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Contacts

ROBERT LESTER COMPTON JR

ROBERT LESTER COMPTON JR

--

CRD
#860283
Available
Available
Available
ROBERT LLOYD DIMARINO Jr.

ROBERT LLOYD DIMARINO Jr.

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CRD
#6461863
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-22-2022
12-14-2023
11-27-2024
12-02-2025
05-26-2026
Category Assets AVG. Account size
Discretionary $616,703,187 $352,000
Non-Discretionary $423,546,226 $3,184,558
Total $1,040,249,413 $551,856

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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