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Regal Capital Management, Inc.

Regal Capital Management, Inc.. CRD 126952

Regal Capital Management, Inc. logo

CRD: 126952

Regal Capital Management, Inc.

$43.2M Total AUM
$43.2M Disc. AUM
-- 3Y CAGR
1 Employees
334 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail and Institutional
Platforms
Available
Established Date
06-20-2003
Office Locations
1

Office Locations

631 X Street Bedford IN

About Regal Capital Management, Inc.

Regal Capital Management, Inc. is an independent RIA in Bedford, IN serving entrepreneurs and other individuals with financial planning, tax and estate planning, insurance guidance, and portfolio construction. The firm emphasizes asset allocation and risk management, building portfolios primarily with ETFs and mutual funds, with selective use of real estate and hedge funds. Boutique, owner-led practice established in 2003.

Team overview

-- AVG AGE
$43.2M AVG AUM / ADVISOR
$129.4K AVG AUM / CLIENT
23.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age

Insights

Available
Available
Available
Available
Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

BRUCE WAYNE ROBERTS

BRUCE WAYNE ROBERTS

Chief Compliance Officer, President

CRD
#4325482
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $43,220,474 --
Non-Discretionary $0 --
Total $43,220,474 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Total Available Available

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