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Regan Investments, Inc.

Regan Investments, Inc.. CRD 121868

R

CRD: 121868

Regan Investments, Inc.

$67.0M Total AUM
$66.6M Disc. AUM
-- 3Y CAGR
3 Employees
81 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Merrill Lynch
Clients
Retail
Platforms
--
Established Date
08-01-2002
Office Locations
2

Office Locations

1600 Utica Avenue South Suite 460 Minneapolis MN
601 Carlson Parkway Suite 1050 Minnetonka MN

About Regan Investments, Inc.

Regan Investments, Inc. is a Minnesota-based, principal-led RIA serving retail clients with portfolio management and financial planning. The firm emphasizes asset allocation using ETFs alongside mutual funds and fixed income, with some alternative and infrastructure exposure. Custody includes Fidelity/NFS (and Merrill Lynch). Majority-owned by Robert M. Regan Jr.

Team overview

-- AVG AGE
$33.5M AVG AUM / ADVISOR
$827.6K AVG AUM / CLIENT
13.6 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

R

ROBERT M REGAN JR.

Principal, Vice President

CRD
#4339405
Ownership
75% or more
Available
Available
Available
C

CYNTHIA REGAN SMITH

Secretary Treasurer

CRD
--
Ownership
5% but less than 10%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2011
03-19-2012
Category Assets AVG. Account size
Discretionary $66,599,310 $240,229
Non-Discretionary $439,844 $96,671
Total $67,039,154 $218,102

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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