R
$75.7M Total AUM
$75.7M Disc. AUM
-- 3Y CAGR
2 Employees
83 ADV. Clients
16 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 08-03-2009
- Office Locations
- 1
Office Locations
9242 S. Sheridan Rd., Suite D Tulsa OK
About Regent Wealth Management, Inc.
Regent Wealth Management, Inc. is a Tulsa-based RIA. The firm has been operating for 16 years. Managing $75.7M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
-- AVG AGE
$37.9M AVG AUM / ADVISOR
$912.3K AVG AUM / CLIENT
17 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
16yrs Firm Age
Insights
Available
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Investment Vehicles
Available
Services
Available
Owner & Executives
H
HARVEY LEWIS LITTLE
--
- CRD
- #4489985
- Ownership
- 25% but less than 50%
Available
Available
Available
M
MARK LEONARD SPRINGER
Chief Compliance Officer, Principal
- CRD
- #3168431
- Ownership
- 25% but less than 50%
Available
Available
Available
Showing 2 of 3 owners & executives
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T
THAD WALKER KENT
--
- CRD
- #4578043
Available
Available
Available
Showing 1 of 4 contacts
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $75,722,972 | $474,164 |
| Non-Discretionary | $0 | $152,784 |
| Total | $75,722,972 | $235,330 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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