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Regista Financial Strategies, LLC

Regista Financial Strategies, LLC. CRD 326555

Regista Financial Strategies, LLC logo

CRD: 326555

Regista Financial Strategies, LLC

$13.4M Total AUM
$13.4M Disc. AUM
-- 3Y CAGR
2 Employees
45 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Betterment · Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
06-16-2023
Office Locations
1

Office Locations

-- Denver CO

About Regista Financial Strategies, LLC

Regista Financial Strategies is a Denver-based RIA providing holistic financial planning and investment management, including wealth and tax coordination, retirement planning, and employer retirement plans. The team works with individuals and entrepreneurs navigating major transitions—especially divorce and inheritance—building goal- and risk-aligned portfolios with ongoing monitoring. Uses RightCapital for client planning and supports custody through Schwab and Betterment.

Team overview

-- AVG AGE
$6.7M AVG AUM / ADVISOR
$298.4K AVG AUM / CLIENT
2.2 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
3yrs Firm Age

Insights

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Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

A

Akram J Hassan

Chief Compliance Officer, Owner

CRD
#6993432
Ownership
75% or more
Available
Available
Available

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Contacts

N

NICHOLE SHAWNA GRAHAM

--

CRD
#6458099
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $13,428,991 --
Non-Discretionary $0 --
Total $13,428,991 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Public Funds Available Available
Total Available Available

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