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- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 04-19-2006
- Office Locations
- 1
Office Locations
About Retirement Capital Strategies, Inc.
Retirement Capital Strategies is a San Jose, CA RIA providing financial planning and discretionary portfolio management, including tax and estate planning support, insurance guidance, and business-succession/529 planning. Led by CEO/co-founder and portfolio strategist Tom Vaughan (Columbia CERTIFIED PORTFOLIO MANAGERâ„¢), the firm emphasizes asset-allocation driven portfolios with heavy ETF usage and offers regular market commentary (daily updates).
Reported data analysis
What the numbers show
Between March 20, 2025 and April 21, 2026, reported AUM increased 3.3%, from $295.5M to $305.2M.
Across 5 reported observations, AUM increased 3.1% between December 6, 2022 and April 21, 2026, from $296.0M to $305.2M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 263 clients, or 131.5 clients per representative. That equates to $1.2M in reported AUM per client.
The profile lists 1 reported office location and 20 years in operation. The source data was last updated on April 21, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
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- Client Personas
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- Custodian
- Investment Themes
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The full Retirement Capital Strategies, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
THOMAS EARL VAUGHAN
Chief Executive Officer, Portfolio Manager, President
- CRD
- #1721660
- Ownership
- 75% or more
CAMILLA ELIZABETH NERI
DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Easan Sean Arulanantham
Wealth Management Advisor
- CRD
- #7015816
Showing 1 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $305,157,069 | $486,694 |
| Non-Discretionary | $0 | -- |
| Total | $305,157,069 | $486,694 |
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Separately Managed Accounts
SMA allocation detail is available
Retirement Capital Strategies, Inc. has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Retirement Capital Strategies, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.