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- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Capital beaconCapital vertex +more
- Established Date
- 04-19-2006
- Office Locations
- 1
Office Locations
About Retirement Capital Strategies, Inc.
Retirement Capital Strategies is a San Jose, CA RIA providing financial planning and discretionary portfolio management, including tax and estate planning support, insurance guidance, and business-succession/529 planning. Led by CEO/co-founder and portfolio strategist Tom Vaughan (Columbia CERTIFIED PORTFOLIO MANAGERâ„¢), the firm emphasizes asset-allocation driven portfolios with heavy ETF usage and offers regular market commentary (daily updates).
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Owner & Executives
THOMAS EARL VAUGHAN
Chief Executive Officer, Portfolio Manager, President
- CRD
- #1721660
- Ownership
- 75% or more
CAMILLA ELIZABETH NERI
DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
Wave delta
Meridian capital optima
- CRD
- #37588
- Ownership
- 16.7%
Showing 2 of 3 owners & executives
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Easan Sean Arulanantham
Wealth Management Advisor
- CRD
- #7015816
Showing 1 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $305,157,069 | $486,694 |
| Non-Discretionary | $0 | -- |
| Total | $305,157,069 | $486,694 |
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Separately Managed Accounts
Total SMA Asset: $305,157,069
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,607,724,882 | 19.3% |
| Equity - OTC | $2,673,988,016 | 32.1% |
| Cash | $899,659,519 | 10.8% |
| Public Funds | $2,457,403,317 | 29.5% |
| Corporate - Investment Grade | $691,405,001 | 8.3% |
| Total | $8,330,180,735 | 100.0% |
13F Holdings | Q4 2025
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CAPITAL CATALYST | UNISON DELTA | 7SSU89DS6 | YNL | 8.46% | $62,551,320 |
| VERTEX CAPITAL | BRIDGE WAVE | PJ1H680FE | VVRHT | 7.47% | $71,448,705 |
| OAK HORIZON CATALYST | SIGNAL PIONEER | SIR1NDNT3 | JKFW | 12.56% | $94,959,089 |
| DELTA BEACON LEGACY | VECTOR RADIAL | 0MHMQQA8D | PJM | 6.35% | $24,436,567 |
| BEACON MERIDIAN FOUNDATION | ATLAS BEACON | FF3Z5PV2J | DGJAI | 4.89% | $53,677,096 |
| FUSION FOCUS | FOCUS PATHWAY | 880T7UU52 | KZPJS | 5.43% | $113,332,221 |
| ALPHA NORTH WAVE | EAGLE GLACIER | 5SC9K4XSG | OSWX | 8.58% | $42,928,559 |
| PATHWAY SUMMIT | UNISON BEACON | 0PGWHUIXK | ODE | 9.46% | $93,565,326 |