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- Custodian
- Charles Schwab & Company · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-19-2006
- Office Locations
- 1
Office Locations
About Retirement Capital Strategies, Inc.
Retirement Capital Strategies is a San Jose, CA RIA providing financial planning and discretionary portfolio management, including tax and estate planning support, insurance guidance, and business-succession/529 planning. Led by CEO/co-founder and portfolio strategist Tom Vaughan (Columbia CERTIFIED PORTFOLIO MANAGERâ„¢), the firm emphasizes asset-allocation driven portfolios with heavy ETF usage and offers regular market commentary (daily updates).
Team overview
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Owner & Executives
THOMAS EARL VAUGHAN
Chief Executive Officer, Portfolio Manager, President
- CRD
- #1721660
- Ownership
- 75% or more
CAMILLA ELIZABETH NERI
DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Easan Sean Arulanantham
Wealth Management Advisor
- CRD
- #7015816
Showing 1 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $305,157,069 | $486,694 |
| Non-Discretionary | $0 | -- |
| Total | $305,157,069 | $486,694 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Equity - OTC | Available | Available |
| Cash | Available | Available |
| Public Funds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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