CRD: 311184
Retirement Consulting Group, Inc.
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- Custodian
- Charles Schwab & Company · Empower · Vanguard
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 10-30-2020
- Office Locations
- 2
Office Locations
About Retirement Consulting Group, Inc.
Retirement Consulting Group, Inc. is a registered investment adviser focused on 401(k) and retirement plan consulting for plan sponsors. It supports plan design, ongoing investment monitoring, fiduciary compliance, participant education, and fee benchmarking to streamline governance and improve plan value. Its fiduciary process uses independent diagnostic/scorecard tools (RPAG) and Broadridge’s Fee Benchmarker, and it works with platforms such as Schwab and Empower.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JOHN HAROLD UPTON III
President
- CRD
- #1363612
- Ownership
- 75% or more
BRETT WILLIAM POHL
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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JAMES ABRAHAM MONROE
--
- CRD
- #7153283
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $442,090,167 | $2,600,530 |
| Non-Discretionary | $14,884,700 | $676,577 |
| Total | $456,974,867 | $2,380,077 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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