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Retirement Planning Solutions, LLC

Retirement Planning Solutions, LLC. CRD 311575

Retirement Planning Solutions, LLC logo

CRD: 311575

Retirement Planning Solutions, LLC

$467.0M Total AUM
$467.0M Disc. AUM
58.8% 3Y CAGR
10 Employees
1,212 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
12-04-2020
Office Locations
2

Office Locations

105 Park Avenue Covington KY
3432 Stony Spring Circle Louisville KY

About Retirement Planning Solutions, LLC

Retirement Planning Solutions, LLC is a Kentucky-based comprehensive wealth manager focused on retirement professionals and individuals nearing or in retirement. The firm provides financial and retirement income planning, investment management, tax diversification strategies, and estate/legacy and education funding guidance, using an educational planning process to help clients stick to their strategy through market shifts. Custody includes Charles Schwab.

Team overview

69 AVG AGE
$93.4M AVG AUM / ADVISOR
$385.3K AVG AUM / CLIENT
3.6 yrs AVG TENURE
10 Employees
5 Advisory Reps
5 RIA Reps
5yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Michael Jerome Ellison

Michael Jerome Ellison

Chief Executive Officer, President

CRD
#2167438
Ownership
75% or more
Available
Available
Available
Sonia Ann Goforth

Sonia Ann Goforth

Chief Compliance Officer

CRD
#2544170
Ownership
Less than 5%
Available
Available
Available

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Contacts

LAWRENCE WELLS CARTER

LAWRENCE WELLS CARTER

Wealth Advisor

CRD
#2058988
Available
Available
Available
Noah Ross Ellison

Noah Ross Ellison

Wealth Advisor

CRD
#7115241
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-28-2022
11-02-2023
07-23-2024
12-08-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $467,035,199 $166,086
Non-Discretionary $0 --
Total $467,035,199 $166,086

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Other:
Available
Equity - Exchange:
Available
Private Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Other Available Available
Equity - Exchange Available Available
Private Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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