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Retirement Resources Investment Corporation

Retirement Resources Investment Corporation. CRD 47723

R

CRD: 47723

Retirement Resources Investment Corporation

$2.4B Total AUM
$146.2M Disc. AUM
21.1% 3Y CAGR
7 Employees
152 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Ascensus ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
09-14-1999
Office Locations
1

Office Locations

10 NEW England Business Center Drive Suite 107 Andover MA

About Retirement Resources Investment Corporation

Retirement Resources Investment Corporation (MA) delivers financial and investment planning, portfolio construction, and estate/wealth planning for individuals, including entrepreneurs. The firm emphasizes asset allocation and risk management using public funds and ETFs, with some alternative/hedge fund exposure. Custody includes Fidelity/NFS. A distinctive touchpoint for distribution: it runs RRFIC, a cost- and product-free public education center with videos, calculators, and planning resources.

Team overview

61 AVG AGE
$1.2B AVG AUM / ADVISOR
$16.1M AVG AUM / CLIENT
19.9 yrs AVG TENURE
7 Employees
2 Advisory Reps
2 RIA Reps
26yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

PATRICK P MCGINN

PATRICK P MCGINN

Advisor, Chief Compliance Officer, President

CRD
#2547975
Ownership
75% or more
Available
Available
Available
JAMES FRANKLIN PHILLIPS

JAMES FRANKLIN PHILLIPS

Founder, VICE PRESIDENT

CRD
#858532
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-16-2022
03-15-2023
08-07-2024
12-15-2025
04-28-2026
Category Assets AVG. Account size
Discretionary $146,171,562 $676,720
Non-Discretionary $2,298,467,957 $27,692,385
Total $2,444,639,519 $8,176,052

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Total Available Available

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