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RIA Advisors

RIA Advisors. CRD 150661

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CRD: 150661

RIA Advisors

$1.8B Total AUM
$1.8B Disc. AUM
12.6% 3Y CAGR
17 Employees
1,367 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
06-25-2009
Office Locations
2

Office Locations

11750 Katy Freeway Suite 840 Houston TX
-- Houston TX

About RIA Advisors

RIA Advisors (Real Investment Advice) is a Houston-based fiduciary firm providing investment management, retirement planning, insurance, and employee benefits. The team brings 30+ years of portfolio management experience and offers actively managed thematic portfolios tied to major trends (e.g., AI, infrastructure, data centers, crypto and gold). It also publishes frequent market and macro commentary via its blog, podcasts, Bull Bear Report, and the Real Investment Show.

Team overview

43 AVG AGE
$108.3M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
6 yrs AVG TENURE
17 Employees
17 Advisory Reps
12 RIA Reps
17yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MICHOLE FIELDS

MICHOLE FIELDS

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available
CONNIE NMN MACK

CONNIE NMN MACK

Chief Executive Officer, FOUNDER

CRD
#4144361
Ownership
Less than 5%
Available
Available
Available

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Contacts

THOMAS GEORGE ALLEN

THOMAS GEORGE ALLEN

Advisor

CRD
#5904285
Available
Available
Available
Christopher Behan

Christopher Behan

Consultant

CRD
#2848210
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-07-2022
09-27-2023
12-19-2024
11-25-2025
05-13-2026
Category Assets AVG. Account size
Discretionary $1,764,332,501 $456,844
Non-Discretionary $76,241,520 $712,538
Total $1,840,574,021 $463,737

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Equity - OTC:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Equity - OTC Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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Available Available Available Available Available Available
Available Available Available Available Available Available

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