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Rice Financial Consulting, Inc.

Rice Financial Consulting, Inc.. CRD 170346

R

CRD: 170346

Rice Financial Consulting, Inc.

$287.2M Total AUM
$0 Disc. AUM
17.9% 3Y CAGR
5 Employees
369 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Axos ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
08-20-2014
Office Locations
1

Office Locations

300 E. Main Street LOS Gatos CA

About Rice Financial Consulting, Inc.

Rice Financial Consulting, Inc. is a Los Gatos, CA-based RIA led by Stephen M. Rice and Dorothy Janet Hundrieser. The firm provides portfolio construction and insurance/life-insurance planning for retail and institutional clients, using public funds such as mutual funds and annuities with focus areas including fixed income and real estate. Custody includes Charles Schwab.

Team overview

64 AVG AGE
$57.4M AVG AUM / ADVISOR
$778.2K AVG AUM / CLIENT
6.8 yrs AVG TENURE
5 Employees
5 Advisory Reps
4 RIA Reps
11yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

STEPHEN MANFRED RICE

STEPHEN MANFRED RICE

Owner, President

CRD
#1064788
Ownership
75% or more
Available
Available
Available
D

DOROTHY JANET HUNDRIESER

Chief Compliance Officer, Investment Advisor Representative, Managing Member

CRD
#5463414
Ownership
Less than 5%
Available
Available
Available

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Contacts

Janelle Denae Hansen

Janelle Denae Hansen

--

CRD
#7930726
Available
Available
Available
M

MARIA YATES

--

CRD
#7617288
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-19-2022
03-31-2023
10-17-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $287,165,396 $778,226
Total $287,165,396 $778,226

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Asset class Assets Assets %
Public Funds Available Available
Total Available Available

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