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Richard Lees Capital Management

Richard Lees Capital Management. CRD 111785

Richard Lees Capital Management logo

CRD: 111785

Richard Lees Capital Management

$20.6M Total AUM
$20.6M Disc. AUM
-- 3Y CAGR
1 Employees
0 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
08-15-1996
Office Locations
1

Office Locations

-- Thousand Oaks CA

About Richard Lees Capital Management

Richard Lees Capital Management is a boutique California RIA providing tailored, separately managed portfolios built around each client’s goals and risk profile. Strategies span individual stocks, bonds, options, ETFs, and selectively allocated digital assets/crypto when appropriate. Serves individuals, trusts/corporations, and retirement accounts (IRAs/401k conversions). Clients work directly with founder Richard Lees, a decades-long portfolio manager and published market commentator (Barron’s, 21 Forward).

Team overview

-- AVG AGE
$20.6M AVG AUM / ADVISOR
-- AVG AUM / CLIENT
30 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
29yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

RICHARD LEES

RICHARD LEES

Investment Advisor, President

CRD
#2713733
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $20,590,450 --
Non-Discretionary $0 --
Total $20,590,450 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Equity - OTC:
Available
Municipal Bonds:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Equity - OTC Available Available
Municipal Bonds Available Available
Other Available Available
Total Available Available

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