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Richard P. Slaughter Associates, Inc.

Richard P. Slaughter Associates, Inc.. CRD 109080

Richard P. Slaughter Associates, Inc. logo

CRD: 109080

Richard P. Slaughter Associates, Inc.

$905.2M Total AUM
$884.4M Disc. AUM
-- 3Y CAGR
14 Employees
459 ADV. Clients
33 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
02-23-1993
Office Locations
3

Office Locations

9600 North Mopac Suite 600 Austin TX
-- Rowlett TX
-- Santa Cruz CA

About Richard P. Slaughter Associates, Inc.

Richard P. Slaughter Associates (Austin, TX) is an RIA providing wealth management and financial planning for business owners and entrepreneurs, including estate/tax planning, insurance, and succession planning. Portfolios use a mix of public funds and ETFs, with access to alternatives as needed. Custody includes Schwab and LPL.

Team overview

40 AVG AGE
$75.4M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
10.5 yrs AVG TENURE
14 Employees
12 Advisory Reps
14 RIA Reps
33yrs Firm Age

Insights

Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

DARBY SUGGS ARMONT

DARBY SUGGS ARMONT

Vice President

CRD
#3231569
Ownership
Less than 5%
Available
Available
Available
ANN MICHELE NOWELL

ANN MICHELE NOWELL

Sr. Consultant

CRD
#4895833
Ownership
Less than 5%
Available
Available
Available

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Contacts

Tanner Dale Banister

Tanner Dale Banister

Financial Planner

CRD
#6955749
Available
Available
Available
Lafe Isaac Blobaum

Lafe Isaac Blobaum

Financial Planner

CRD
#7218995
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-11-2022
11-10-2023
08-20-2024
10-22-2025
03-11-2026
Category Assets AVG. Account size
Discretionary $884,352,329 $638,983
Non-Discretionary $20,798,892 $115,549
Total $905,151,221 $578,741

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Derivatives:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Derivatives Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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Available Available Available Available Available Available

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