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RMC Investment Advisors

RMC Investment Advisors. CRD 104674

RMC Investment Advisors logo

CRD: 104674

RMC Investment Advisors

$1.1B Total AUM
$998.9M Disc. AUM
-- 3Y CAGR
14 Employees
388 ADV. Clients
41 yrs Firm Age

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Firm Details

Custodian
Broadridge · Charles Schwab & Company · Fidelity/NFS · Fifth Third Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
08-24-1984
Office Locations
1

Office Locations

643 Prospect Avenue West Hartford CT

About RMC Investment Advisors

RMC Investment Advisors provides investment management for individuals, families, and institutions, pairing financial planning and portfolio construction with asset-allocation guidance. Public filings indicate portfolios are primarily ETF-based with meaningful fixed-income exposure (including investment-grade and municipal bonds). The firm publishes periodic market commentary and warns that any “recommendations” via social media are fraudulent impersonations.

Team overview

38 AVG AGE
$152.5M AVG AUM / ADVISOR
$2.8M AVG AUM / CLIENT
7.2 yrs AVG TENURE
14 Employees
7 Advisory Reps
7 RIA Reps
41yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

MICHAEL WILLIAM HERLIHY

MICHAEL WILLIAM HERLIHY

Chief Executive Officer, President

CRD
#2220862
Ownership
75% or more
Available
Available
Available
WILLIAM THOMAS HERLIHY

WILLIAM THOMAS HERLIHY

Chief Compliance Officer, Chief Operating Officer, Director

CRD
#5944206
Ownership
Less than 5%
Available
Available
Available

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Contacts

Carter Egan Dizes

Carter Egan Dizes

Analyst

CRD
#7326790
Available
Available
Available
L

Logan Patrick French

--

CRD
#8029096
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-03-2022
12-08-2023
03-26-2024
03-20-2025
04-29-2026
Category Assets AVG. Account size
Discretionary $998,858,101 $1,197,672
Non-Discretionary $68,298,866 $2,203,189
Total $1,067,156,967 $1,233,707

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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