CRD: 299150
Rochester Wealth Strategies, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 12-12-2018
- Office Locations
- 1
Office Locations
About Rochester Wealth Strategies, LLC
Rochester Wealth Strategies is a fee-only, independent fiduciary RIA providing investment management and advanced tax planning for individuals and business owners with complex needs. The firm builds tax-efficient portfolios using non-proprietary selection, asset allocation and rebalancing, including ETFs and alternative investments, with retirement and longevity considerations. Custodies with Charles Schwab.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Dominic Garcia
President
- CRD
- #5358850
- Ownership
- 75% or more
XENIA KRISTINA WOLTMANN
Chief Compliance Officer, Vice President
- CRD
- #4256157
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Julie Ann-Frakes Lobaza
Vice President
- CRD
- #7024766
ZHAOJI GEORGE YANG
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- CRD
- #5571294
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $169,387,289 | $410,139 |
| Non-Discretionary | $8,369,794 | $261,556 |
| Total | $177,757,083 | $399,454 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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