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Rock Point Advisors, LLC

Rock Point Advisors, LLC. CRD 130825

Rock Point Advisors, LLC logo

CRD: 130825

Rock Point Advisors, LLC

$655.7M Total AUM
$655.7M Disc. AUM
12.9% 3Y CAGR
9 Employees
243 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Barclays · Charles Schwab & Company · Fidelity/NFS · Jackson National Life · JP Morgan
Clients
Retail and Institutional
Platforms
--
Established Date
04-30-2004
Office Locations
1

Office Locations

77 College Street Burlington VT

About Rock Point Advisors, LLC

Rock Point Advisors is a Burlington, VT wealth advisory firm (founded 2004) providing fiduciary financial planning and discretionary investment management built around client-developed plans and long-term investing. The firm emphasizes responsible/ESG-aware portfolio construction and risk management, with portfolios implemented heavily using ETFs, and publishes quarterly market commentary for clients and prospects.

Team overview

62 AVG AGE
$131.1M AVG AUM / ADVISOR
$2.7M AVG AUM / CLIENT
14.1 yrs AVG TENURE
9 Employees
5 Advisory Reps
4 RIA Reps
22yrs Firm Age

Insights

Available
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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

M

MICHAEL LEIGHTON HUFFMAN

Financial Advisor, General Partner, President

CRD
#1367117
Ownership
50% but less than 75%
Available
Available
Available
TODD ALAN WULFSON

TODD ALAN WULFSON

Chief Compliance Officer, VICE PRESIDENT

CRD
#2837408
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

J

Jackson Adrien Bargiello

--

CRD
#8209393
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-23-2022
04-14-2023
10-02-2024
09-17-2025
03-24-2026
Category Assets AVG. Account size
Discretionary $655,711,792 $1,330,044
Non-Discretionary $0 --
Total $655,711,792 $1,330,044

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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