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Rockbridge Investment Management, LLC

Rockbridge Investment Management, LLC. CRD 115754

Rockbridge Investment Management, LLC logo

CRD: 115754

Rockbridge Investment Management, LLC

$1.8B Total AUM
$1.8B Disc. AUM
13.7% 3Y CAGR
18 Employees
1,587 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
10-18-2001
Office Locations
1

Office Locations

220 South Warren Street 9TH Floor Syracuse NY

About Rockbridge Investment Management, LLC

Rockbridge Investment Management is a fee-only RIA providing clear financial planning and portfolio management for individuals and business owners, with ongoing plan reviews and coordination around tax and estate needs. Their investing centers on diversified asset allocation, risk management, and keeping costs low rather than chasing active manager outperformance, often using ETFs and public funds. Primary custody includes Charles Schwab.

Team overview

42 AVG AGE
$141.3M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
4.7 yrs AVG TENURE
18 Employees
13 Advisory Reps
12 RIA Reps
24yrs Firm Age

Insights

Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DAVID MATTHEW CARROLL

DAVID MATTHEW CARROLL

Manager

CRD
#6034191
Ownership
25% but less than 50%
Available
Available
Available
PATRICK EUGENE ROHE

PATRICK EUGENE ROHE

Chief Executive Officer, Partner

CRD
#5556468
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

CLAIRE ELIZABETH ARIGLIO

CLAIRE ELIZABETH ARIGLIO

Investment Advisor

CRD
#6403263
Available
Available
Available
Zachary Dillon DeBottis

Zachary Dillon DeBottis

--

CRD
#7371344
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-30-2022
03-29-2023
10-17-2024
03-27-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $1,786,617,133 $440,379
Non-Discretionary $50,824,728 $668,746
Total $1,837,441,861 $444,578

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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