R
$12.4M Total AUM
$12.3M Disc. AUM
-- 3Y CAGR
1 Employees
0 ADV. Clients
2 yrs Firm Age
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- Custodian
- Charles Schwab & Company · Jackson National Life · Wells Fargo
- Clients
- Retail
- Platforms
- Available
- Established Date
- 02-12-2024
- Office Locations
- 1
Office Locations
19200 VON Karman AVE Suite 400 Irvine CA
About Rockwealth Financial LLC
Rockwealth Financial LLC is a Costa Mesa, CA investment advisory firm focused on financial planning and investment planning, including charitable giving and insurance planning. The firm emphasizes asset allocation, with portfolio exposure largely through ETFs and public funds alongside U.S. government/agency bonds. Reports custody relationships including Charles Schwab, and is led by principal/CCO Jonathan Todd Evans.
Team overview
-- AVG AGE
$12.4M AVG AUM / ADVISOR
-- AVG AUM / CLIENT
2.4 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
2yrs Firm Age
Insights
Available
Available
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Available
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Asset Classes
Available
Client Personas
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
JONATHAN TODD EVANS
Chief Compliance Officer, PRINCIPAL
- CRD
- #5854152
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $12,343,000 | -- |
| Non-Discretionary | $30,000 | -- |
| Total | $12,373,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available U.S. Government/Agency:
Available Cash:
Available Corporate - Investment Grade:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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