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Rockworth Investment Services LLC

Rockworth Investment Services LLC. CRD 154115

Rockworth Investment Services LLC logo

CRD: 154115

Rockworth Investment Services LLC

$7.8M Total AUM
$7.6M Disc. AUM
-- 3Y CAGR
1 Employees
61 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
09-22-2011
Office Locations
1

Office Locations

115 Odell Hill Road Center Conway NH

About Rockworth Investment Services LLC

Rockworth Investment Services is a registered investment adviser in New Hampshire and Maine led by financial advisor Janice Ainsworth. The firm builds and actively manages customized portfolios for long-term financial and retirement goals, aligning allocations to each client’s risk tolerance and explaining market impacts along the way. Portfolios are primarily implemented with ETFs and mutual funds, with Schwab as a key custodian.

Team overview

-- AVG AGE
$7.8M AVG AUM / ADVISOR
$127.7K AVG AUM / CLIENT
14.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Investment Themes

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Investment Vehicles

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Services

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Owner & Executives

JANICE G AINSWORTH

JANICE G AINSWORTH

Manager, Registered Investment Advisor

CRD
#5737205
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $7,638,000 --
Non-Discretionary $148,940 --
Total $7,786,940 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
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Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

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