CRD: 106019
Roffman Miller Associates INC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-22-1991
- Office Locations
- 1
Office Locations
About Roffman Miller Associates INC
Roffman Miller Associates is a Philadelphia-based RIA serving retirement-focused investors with integrated financial and investment planning, including tax, estate, charitable and insurance guidance. Portfolios are built primarily with ETFs alongside high-quality fixed income, and the firm custodies with Charles Schwab. The firm has been recognized on CNBC’s Top 100 Registered Investment Advisors list (per its disclosures).
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
PAULETTE GREENWELL
Chief Compliance Officer, Secretary, VICE PRESIDENT
- CRD
- #2703326
- Ownership
- 25% but less than 50%
ROBERT THOMAS HOFMANN
INVESTMENT MANAGER, Managing Director, President
- CRD
- #2542081
- Ownership
- 25% but less than 50%
Showing 2 of 5 owners & executives
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SUSAN LYNN ARNOLD
Senior Investment Manager
- CRD
- #2775169
KEVIN JOSEPH COOKE
Senior Investment Manager
- CRD
- #2479603
Showing 2 of 17 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,166,850,073 | $1,994,238 |
| Non-Discretionary | $31,851,366 | $2,895,579 |
| Total | $3,198,701,439 | $2,000,439 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Cash | Available | Available |
| Public Funds | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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