CRD: 106019
Roffman Miller Associates INC
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-22-1991
- Office Locations
- 1
Office Locations
About Roffman Miller Associates INC
Roffman Miller Associates is a Philadelphia-based RIA serving retirement-focused investors with integrated financial and investment planning, including tax, estate, charitable and insurance guidance. Portfolios are built primarily with ETFs alongside high-quality fixed income, and the firm custodies with Charles Schwab. The firm has been recognized on CNBC’s Top 100 Registered Investment Advisors list (per its disclosures).
Reported data analysis
What the numbers show
Between May 12, 2025 and August 25, 2026, reported AUM increased 10.5%, from $2.9B to $3.2B.
Across 5 reported observations, AUM increased 37.4% between March 30, 2022 and August 25, 2026, from $2.3B to $3.2B.
Of the latest reported AUM, 99.0% is discretionary and 1.0% is non-discretionary.
The firm reports 14 advisory representatives and 1,603 clients, or 114.5 clients per representative. That equates to $2.0M in reported AUM per client.
The profile lists 1 reported office location and 35 years in operation. The source data was last updated on August 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
PAULETTE GREENWELL
Chief Compliance Officer, Secretary, VICE PRESIDENT
- CRD
- #2703326
- Ownership
- 25% but less than 50%
ROBERT THOMAS HOFMANN
INVESTMENT MANAGER, Managing Director, President
- CRD
- #2542081
- Ownership
- 25% but less than 50%
Showing 2 of 5 owners & executives
Unlock allContacts
SUSAN LYNN ARNOLD
Senior Investment Manager
- CRD
- #2775169
KEVIN JOSEPH COOKE
Senior Investment Manager
- CRD
- #2479603
Showing 2 of 17 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,166,850,073 | $1,994,238 |
| Non-Discretionary | $31,851,366 | $2,895,579 |
| Total | $3,198,701,439 | $2,000,439 |
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Separately Managed Accounts
SMA allocation detail is available
Roffman Miller Associates INC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Roffman Miller Associates INC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.