CRD: 306871
Roman Retirement Planning, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 02-10-2020
- Office Locations
- 1
Office Locations
About Roman Retirement Planning, LLC
Roman Retirement Planning, LLC is a Cape Cod, MA RIA focused on retirement planning for clients nearing or already in retirement, with investment management available for all ages. The firm emphasizes retirement income and legacy planning through portfolio and income strategies, and also supports younger accumulators via a no-minimum “Launch” offering. Custody includes Charles Schwab.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Susan Johanna Roman
Certified Financial Planner, Chief Compliance Officer, Managing Member
- CRD
- #6281414
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Maureen Lynch Brosnan
Certified Financial Planner
- CRD
- #7432055
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $66,029,517 | -- |
| Non-Discretionary | $338,390 | -- |
| Total | $66,367,907 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Equity - OTC | Available | Available |
| Municipal Bonds | Available | Available |
| Private Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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