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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 02-02-2011
- Office Locations
- 3
Office Locations
About Rosecap Investment Advisors, LLC
RoseCap Investment Advisors is an SEC-registered RIA providing goal-based financial planning and customized investment management, with an emphasis on proactive tax planning. Portfolios are implemented primarily with ETFs and public funds, and the team addresses topics like bitcoin when relevant. Notably, RoseCap maintains a client video library with regular updates; custody includes Charles Schwab.
Team overview
Insights
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
MATTHEW HAMILTON ROSENBERG
Managing Director
- CRD
- #5737037
- Ownership
- Less than 5%
Autumn Marie Schultz
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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ETHAN H. CORMAN
Director
- CRD
- #6442620
Sarah L Graff
Financial Advisor
- CRD
- #7641859
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $525,573,798 | $715,066 |
| Non-Discretionary | $1,954,620 | $177,693 |
| Total | $527,528,418 | $707,143 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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