CRD: 309814
Roth Financial Partners LLC
$460.1M Total AUM
$460.1M Disc. AUM
7.7% 3Y CAGR
4 Employees
267 ADV. Clients
5 yrs Firm Age
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- Custodian
- Raymond James
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-20-2020
- Office Locations
- 1
Office Locations
855 Rockmead Drive Suite 703 Kingwood TX
About Roth Financial Partners LLC
Roth Financial Partners (Kingwood, TX) provides comprehensive wealth management and financial planning, including portfolio construction, tax and estate planning, insurance, and charitable/legacy planning. The investment approach emphasizes asset allocation across public funds, including ETFs, mutual funds, and fixed income. Custody is through Raymond James.
Team overview
52 AVG AGE
$153.4M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
5.8 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
5yrs Firm Age
Insights
Available
Available
Available
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Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
ERIC ABRAM JOHNSON
Chief Compliance Officer, Co-President
- CRD
- #6771240
- Ownership
- Less than 5%
Available
Available
Available
JAMES AUSTIN ROTH
Co-President, Financial Advisor
- CRD
- #5814006
- Ownership
- Less than 5%
Available
Available
Available
Showing 2 of 2 owners & executives
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PETER BRUCE ROTH
Financial Advisor
- CRD
- #1201110
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $460,120,257 | $649,887 |
| Non-Discretionary | $0 | -- |
| Total | $460,120,257 | $649,887 |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Cash:
Available Municipal Bonds:
Available Equity - Exchange:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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