R
CRD: 173139
Rothman Investment Management, LLC
$104.6M Total AUM
$104.3M Disc. AUM
-- 3Y CAGR
4 Employees
140 ADV. Clients
11 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-01-2015
- Office Locations
- 1
Office Locations
9700 EL Camino Real, Suite 302 Atascadero CA
About Rothman Investment Management, LLC
Rothman Investment Management, LLC is a Atascadero-based RIA. The firm has been operating for 11 years. Managing $104.6M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company.
Team overview
45 AVG AGE
$52.3M AVG AUM / ADVISOR
$747.1K AVG AUM / CLIENT
7.8 yrs AVG TENURE
4 Employees
2 Advisory Reps
2 RIA Reps
11yrs Firm Age
Insights
Available
Available
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Asset Classes
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
JACOB TIMOTHY ROTHMAN
Portfolio Manager
- CRD
- #6399323
- Ownership
- 75% or more
Available
Available
Available
L
Larson Duncan Patty
Financial Planner
- CRD
- #7604628
- Ownership
- 10% but less than 25%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $104,336,181 | -- |
| Non-Discretionary | $260,503 | -- |
| Total | $104,596,684 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Private Funds:
Available Equity - Exchange:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Private Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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