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Rothschild Investment LLC

Rothschild Investment LLC. CRD 728

Rothschild Investment LLC logo

CRD: 728

Rothschild Investment LLC

$2.8B Total AUM
$2.8B Disc. AUM
20.8% 3Y CAGR
39 Employees
1,246 ADV. Clients
55 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Equity Trust · Fidelity/NFS · Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
05-30-1971
Office Locations
8

Office Locations

311 S. Wacker Drive Suite 5900 Chicago IL
311 South Wacker Drive Suite 5900 Chicago IL
700 Commerce Drive Suite 170 Oakbrook IL

About Rothschild Investment LLC

Rothschild Wealth Partners is an independent, fiduciary wealth management firm based in Chicago serving affluent individuals, multi-generational families, executives, and business owners nationwide. The firm delivers bespoke planning and investment strategy, including alternative investments, tax and estate/philanthropic planning, and trustee services, plus corporate retirement/ESOP and succession planning for Chicagoland businesses. Founded in 1908; works with custodians such as Schwab and Pershing.

Team overview

43 AVG AGE
$147.0M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
9.8 yrs AVG TENURE
39 Employees
19 Advisory Reps
19 RIA Reps
55yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

CURTIS ROBERT ELLERGODT

CURTIS ROBERT ELLERGODT

Chief Financial Officer, Finop

CRD
#6012133
Ownership
Less than 5%
Available
Available
Available
JAMES ALLYN FRANKE

JAMES ALLYN FRANKE

Advisor

CRD
#4728087
Ownership
Less than 5%
Available
Available
Available

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Contacts

MICHAEL J ADLER

MICHAEL J ADLER

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CRD
#5921718
Available
Available
Available
ANDREW CRAIG ATSEFF

ANDREW CRAIG ATSEFF

Wealth Advisor

CRD
#4868153
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-21-2022
05-02-2023
06-20-2024
11-19-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $2,790,556,289 $986,760
Non-Discretionary $1,639,940 $546,647
Total $2,792,196,229 $986,293

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Corporate - Non-Investment Grade:
Available
Derivatives:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Corporate - Non-Investment Grade Available Available
Derivatives Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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