R
$187.7M Total AUM
$187.7M Disc. AUM
-- 3Y CAGR
5 Employees
709 ADV. Clients
1 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- LPL Financial
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 07-29-2025
- Office Locations
- 2
Office Locations
11A Derby Square Salem MA
-- NEW Orleans LA
About Rothwell Investment Advisors
Rothwell Investment Advisors is a Salem-based RIA with 2 offices. The firm has been operating for 1 years. Managing $187.7M in total assets under management, with 3 advisory representatives. They custody assets with LPL Financial.
Team overview
58 AVG AGE
$62.6M AVG AUM / ADVISOR
$264.7K AVG AUM / CLIENT
0.8 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
1yrs Firm Age
Insights
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Asset Classes
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Investment Themes
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Investment Vehicles
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Services
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Owner & Executives
B
BARBARA JEAN MAITLAND
Owner
- CRD
- #5452564
- Ownership
- 75% or more
Available
Available
Available
NICOLE MARIE STOUFFLET
Chief Compliance Officer, WEALTH MANAGER
- CRD
- #4290006
- Ownership
- Less than 5%
Available
Available
Available
Showing 2 of 2 owners & executives
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MARK ANDREW MAITLAND
Investment Advisor Representative
- CRD
- #6823428
Available
Available
Available
Showing 1 of 3 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $187,689,302 | $137,703 |
| Non-Discretionary | $0 | -- |
| Total | $187,689,302 | $137,703 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Municipal Bonds:
Available Public Funds:
Available Cash:
Available Equity - OTC:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Municipal Bonds | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - OTC | Available | Available |
| Total | Available | Available |
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