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Rowley Financial LLC

Rowley Financial LLC. CRD 299182

R

CRD: 299182

Rowley Financial LLC

$86.8M Total AUM
$45.6M Disc. AUM
-- 3Y CAGR
2 Employees
69 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Merrill Lynch
Clients
Retail and Institutional
Platforms
--
Established Date
10-23-2018
Office Locations
2

Office Locations

-- Cary NC
-- Parker CO

About Rowley Financial LLC

Rowley Financial LLC is an independent RIA in Parker, CO providing financial and investment planning, including portfolio construction, retirement and estate planning, and insurance guidance. The firm primarily implements portfolios via public funds with meaningful cash and U.S. government/agency fixed-income exposure. Custodies through Charles Schwab and Merrill Lynch and leverages Orion for portfolio management.

Team overview

-- AVG AGE
$43.4M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
7yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

J

JOSEPH STEPHEN ROWLEY

Chief Compliance Officer, Financial Advisor, Managing Member

CRD
#2338985
Ownership
75% or more
Available
Available
Available

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Contacts

J

Jonathan Bonner

--

CRD
#8130832
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $45,553,981 --
Non-Discretionary $41,262,800 --
Total $86,816,781 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Equity - Exchange:
Available
Other:
Available
Asset class Assets Assets %
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Equity - Exchange Available Available
Other Available Available
Total Available Available

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