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Royal Fund Management, LLC

Royal Fund Management, LLC. CRD 144434

R

CRD: 144434

Royal Fund Management, LLC

$1.6B Total AUM
$1.5B Disc. AUM
10.5% 3Y CAGR
93 Employees
4,989 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
American Funds · Charles Schwab & Company · TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
08-07-2007
Office Locations
73

Office Locations

10055 Slater Avenue Suite 260 Fountain Valley CA
101 Larry Holmes Drive Suite 312 Easton PA
1086 ELM Street Suite 102 Rocky Hill CT

About Royal Fund Management, LLC

Royal Fund Management is a fee-only investment advisory firm providing independent fiduciary, goal-based investment management and planning. The firm builds portfolios primarily with ETFs and mutual funds and supports retirement-focused needs, including helping employees grow and protect their 401(k) accounts through its 401(k) Maneuver program. No product sales or commissions.

Team overview

58 AVG AGE
$18.8M AVG AUM / ADVISOR
$312.2K AVG AUM / CLIENT
9.2 yrs AVG TENURE
93 Employees
83 Advisory Reps
83 RIA Reps
18yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MARK ROYAL SORENSEN

MARK ROYAL SORENSEN

Chief Executive Officer, Founder, Managing Member

CRD
#1032948
Ownership
75% or more
Available
Available
Available
S

Stephanie Maufroy

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

RICHARD ALLEN ANDERSON

RICHARD ALLEN ANDERSON

Chief Investment Officer

CRD
#2231612
Available
Available
Available
Briley Dalton Baca

Briley Dalton Baca

Vice President

CRD
#7298795
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-19-2022
11-30-2023
12-12-2024
12-23-2025
05-28-2026
Category Assets AVG. Account size
Discretionary $1,454,322,994 $137,213
Non-Discretionary $103,161,266 $233,397
Total $1,557,484,260 $141,064

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Other Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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