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Rubicon Financial Network

Rubicon Financial Network. CRD 113980

R

CRD: 113980

Rubicon Financial Network

$1.3M Total AUM
$1.3M Disc. AUM
-- 3Y CAGR
1 Employees
4 ADV. Clients
30 yrs Firm Age

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Firm Details

Custodian
Nationwide
Clients
Retail
Platforms
--
Established Date
02-01-1996
Office Locations
1

Office Locations

2181 E. Warner Road Suite 101 Tempe AZ

About Rubicon Financial Network

Rubicon Financial Network is a Tempe, AZ-based RIA serving retail clients, including entrepreneurs. The firm provides financial and investment planning with tax and estate planning coordination, plus insurance and annuity solutions, emphasizing active management, asset allocation, and risk management; it reports Nationwide as its custodian.

Team overview

-- AVG AGE
$1.3M AVG AUM / ADVISOR
$313.6K AVG AUM / CLIENT
26.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
30yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Client Personas

Available

Investment Themes

Available

Services

Available

Owner & Executives

J

JOHN PETER PFAFFMANN

President

CRD
#2060427
Ownership
50% but less than 75%
Available
Available
Available
S

STEPHANIE LYNNE PFAFFMANN

Project Manager, Secretary

CRD
--
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $1,254,420 --
Non-Discretionary $0 --
Total $1,254,420 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Other:
Available
Asset class Assets Assets %
Other Available Available
Total Available Available

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