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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 09-21-2020
- Office Locations
- 7
Office Locations
About RWM Capital, LLC
RWM Capital, LLC is a retail-focused RIA based in Sugar Land, Texas, providing financial planning and discretionary portfolio management, including tax, estate/legacy and insurance planning. Portfolios are predominantly ETF-based with additional fixed income and alternative exposures. Custody is with Charles Schwab & Co., supporting a multi-office footprint.
Team overview
Insights
Asset Classes
CRM
Custodian
Fund Managers
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Paul Edward Roberts III
Advisor, Managing Member
- CRD
- #6776722
- Ownership
- 75% or more
LIZA MAE ESPIRITU
Chief Compliance Officer, DIRECTOR OF OPERATIONS
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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ALAN GREGORY BRADLEY
Fiduciary Financial Advisor, CFP
- CRD
- #5193839
BRENNAN KIM
Fiduciary Financial Advisor
- CRD
- #7504503
Showing 2 of 13 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $222,369,012 | $81,424 |
| Non-Discretionary | $0 | -- |
| Total | $222,369,012 | $81,424 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Equity - OTC | Available | Available |
| Municipal Bonds | Available | Available |
| Private Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q4 2025
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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