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- Custodian
- Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-31-2008
- Office Locations
- 1
Office Locations
About S3, INC
S3 Financial is a Minneapolis-based RIA focused on conservative, high-touch wealth management and financial planning. The firm builds buy-and-hold portfolios of established dividend-growth companies and structures investment income around a client’s budget and spending needs so investors understand what they own and why. Portfolios are often implemented with ETFs and public funds, with custody commonly at Schwab or Fidelity.
Team overview
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Custodian
Investment Vehicles
Services
Technology
Owner & Executives
MARK DOUGLAS SHERMAN
Chief Compliance Officer, Chief Executive Officer
- CRD
- #2553823
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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THOMAS A SHERMAN
--
- CRD
- #2666612
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $88,794,999 | -- |
| Non-Discretionary | $0 | -- |
| Total | $88,794,999 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Total | Available | Available |
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