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Sacks & Associates, LLC

Sacks & Associates, LLC. CRD 174909

Sacks & Associates, LLC logo

CRD: 174909

Sacks & Associates, LLC

$212.8M Total AUM
$174.7M Disc. AUM
3.1% 3Y CAGR
4 Employees
144 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
02-03-2015
Office Locations
1

Office Locations

152 Liberty Corner Suite 204 Warren NJ

About Sacks & Associates, LLC

Sacks & Associates Wealth Management is a privately held wealth advisory firm (est. 2008) providing investment management and retirement planning alongside estate, tax, insurance/risk, and college planning for individuals, families, trusts, and corporate retirement plans. The firm focuses on long-term, downside-aware, diversified portfolios—largely ETF-based—and is known for serving professionals such as doctors, lawyers, accountants, and college professors, with plans implemented on a non-discretionary basis using proprietary methods.

Team overview

53 AVG AGE
$70.9M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
11.4 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
11yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

N

NEIL JAY SACKS

Chief Compliance Officer

CRD
#864757
Ownership
75% or more
Available
Available
Available

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Contacts

EDGAR GIOVANNI LARA

EDGAR GIOVANNI LARA

Private Wealth Advisor

CRD
#3241195
Available
Available
Available
JAIME DAE YOUNG

JAIME DAE YOUNG

Financial Advisor, General Partner

CRD
#4458645
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-23-2022
11-16-2023
02-16-2024
11-04-2025
03-20-2026
Category Assets AVG. Account size
Discretionary $174,676,319 $600,262
Non-Discretionary $38,133,255 $537,088
Total $212,809,574 $587,872

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Investment Grade:
Available
Equity - OTC:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Investment Grade Available Available
Equity - OTC Available Available
U.S. Government/Agency Available Available
Total Available Available

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