CRD: 156743
Safe Harbor Wealth Management, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 05-27-2011
- Office Locations
- 2
Office Locations
About Safe Harbor Wealth Management, LLC
Safe Harbor Wealth Management, LLC is an Ohio-based RIA focused on retirement planning for individuals and families. The firm emphasizes risk profiling and asset classification (Color of Money), 401(k) rollover guidance, Roth conversion and tax strategies, and retirement income planning, including fixed indexed annuities, life insurance and long-term care solutions. Investment implementation includes ETFs and public funds, with custody at Charles Schwab. Offers a Generational Vault for secure document access.
Team overview
Insights
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
GARY JOSEPH SICKLES
Managing Member, Wealth Advisor
- CRD
- #5922131
- Ownership
- 75% or more
HOLLY VEECK
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Kevin P Bish
--
- CRD
- #8127394
Showing 1 of 3 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $28,977,273 | -- |
| Non-Discretionary | $51,096 | -- |
| Total | $29,028,369 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Equity - OTC | Available | Available |
| Total | Available | Available |
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