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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 06-25-2013
- Office Locations
- 2
Office Locations
About Saint Francis Capital
Saint Francis Capital is an independent, fiduciary RIA with offices in Houston and San Luis Obispo, serving individuals and families nationwide (including Guam). The firm uses a rules-based, actively managed portfolio process with daily monitoring and adjustments, using ETFs and mutual funds alongside fixed income and cash. It coordinates planning with clients’ CPAs/attorneys and supports custody through Charles Schwab.
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Owner & Executives
KAYE VINCENT RIGGS
Chief Compliance Officer, Financial Consultant, Managing Member, President
- CRD
- #5804031
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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VINCENT EDWARD CAINE
--
- CRD
- #2907927
MICHAEL GORDON STETSON
Business Consultant
- CRD
- #6550650
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $36,401,606 | $123,194 |
| Non-Discretionary | $0 | -- |
| Total | $36,401,606 | $123,194 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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