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Saperston Legacy Advisors, Inc.

Saperston Legacy Advisors, Inc.. CRD 105849

Saperston Legacy Advisors, Inc. logo

CRD: 105849

Saperston Legacy Advisors, Inc.

$180.8M Total AUM
$134.1M Disc. AUM
55.4% 3Y CAGR
5 Employees
436 ADV. Clients
32 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
01-03-1994
Office Locations
2

Office Locations

172 Lake Street Hamburg NY
1966 Hillview St. Sarasota FL

About Saperston Legacy Advisors, Inc.

Saperston Legacy Advisors is an RIA serving clients including entrepreneurs with portfolio construction and asset management alongside insurance and life-insurance planning. Investment approach emphasizes asset allocation using ETFs and mutual funds, with additional real estate/private placement exposure. Custodies through Charles Schwab (client portal), and ended its Brighton Securities affiliation effective Jan 1, 2026. Established 1989; offices in NY and FL.

Team overview

-- AVG AGE
$45.2M AVG AUM / ADVISOR
$414.7K AVG AUM / CLIENT
3 yrs AVG TENURE
5 Employees
4 Advisory Reps
4 RIA Reps
32yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

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Owner & Executives

K

KAREN LEBER SAPERSTON

Chief Compliance Officer

CRD
#1921232
Ownership
Less than 5%
Available
Available
Available
K

KRISTINA LYNN SAPERSTON

President, Secretary

CRD
#4403872
Ownership
Less than 5%
Available
Available
Available

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Contacts

D

DAVID MARK BRAUNSTEIN

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CRD
#831683
Available
Available
Available
W

WILLARD BASCH SAPERSTON

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CRD
#838581
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-30-2022
03-27-2023
03-28-2024
10-31-2025
03-09-2026
Category Assets AVG. Account size
Discretionary $134,056,649 $361,339
Non-Discretionary $46,732,102 $718,955
Total $180,788,751 $414,653

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
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Equity - OTC:
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Other:
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Public Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Equity - OTC Available Available
Other Available Available
Public Funds Available Available
Total Available Available

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