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Sapling Wealth Management

Sapling Wealth Management. CRD 155361

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CRD: 155361

Sapling Wealth Management

$93.0M Total AUM
$38.8M Disc. AUM
-- 3Y CAGR
2 Employees
52 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail and Institutional
Platforms
Available
Established Date
01-03-2011
Office Locations
1

Office Locations

2800 1ST Avenue Seattle WA

About Sapling Wealth Management

Sapling Wealth Management is an independent boutique advisory firm specializing in 401(k) advisory for small business plan sponsors, including plan design with vendors, expense control, investment oversight, and fiduciary risk reduction. It also provides one-time planning and ongoing wealth management for individuals and small business owners, building risk-aligned, long-term portfolios clients understand. Founder William G. Hicks is a former Wall Street equity research analyst and WSJ All-Star Analyst award winner.

Team overview

60 AVG AGE
$93.0M AVG AUM / ADVISOR
$1.8M AVG AUM / CLIENT
15.6 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
15yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

WILLIAM GILLESPIE HICKS

WILLIAM GILLESPIE HICKS

Analyst, Chief Compliance Officer, MANAGING DIRECTOR

CRD
#1546599
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $38,781,256 --
Non-Discretionary $54,235,090 --
Total $93,016,346 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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