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Sargent Investment Group

Sargent Investment Group. CRD 297499

Sargent Investment Group logo

CRD: 297499

Sargent Investment Group

$1.5B Total AUM
$1.2B Disc. AUM
14.2% 3Y CAGR
18 Employees
407 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Folio Investments · Goldman Sachs · US Bank
Clients
Retail and Institutional
Platforms
Available
Established Date
06-01-2018
Office Locations
1

Office Locations

4920 ELM Street Suite 305 Bethesda MD

About Sargent Investment Group

Sargent Investment Group is a Bethesda, MD RIA focused on multigenerational family wealth. The firm delivers a Wealth Overview & Action Plan combining financial and estate planning with tailored asset allocation. Portfolios lean heavily on ETFs and public funds, with selective private investments. Named to Forbes’ America’s Top 250 RIA Firms (2024).

Team overview

32 AVG AGE
$113.5M AVG AUM / ADVISOR
$3.6M AVG AUM / CLIENT
4.6 yrs AVG TENURE
18 Employees
13 Advisory Reps
12 RIA Reps
8yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

BRIAN DOUGLAS MCGREGOR

BRIAN DOUGLAS MCGREGOR

Chief Executive Officer, Managing Member, Managing Principal

CRD
#4694197
Ownership
25% but less than 50%
Available
Available
Available
CHRISTOPHER NEEL RHYNE

CHRISTOPHER NEEL RHYNE

Managing Member, Principal

CRD
#5677027
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

S

SAMUEL FERGUSON BEACH JR

Financial Advisor

CRD
#1197819
Available
Available
Available
M

MATTHEW JOHN ELMORE

Director of Operations

CRD
#5099824
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-30-2022
07-06-2023
10-30-2024
04-30-2025
05-26-2026
Category Assets AVG. Account size
Discretionary $1,165,082,546 $947,992
Non-Discretionary $310,716,867 $2,044,190
Total $1,475,799,413 $1,068,645

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Private Funds:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Private Funds Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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