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Saxon Financial Group

Saxon Financial Group. CRD 311687

Saxon Financial Group logo

CRD: 311687

Saxon Financial Group

$679.1M Total AUM
$532.7M Disc. AUM
12.9% 3Y CAGR
19 Employees
509 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Raymond James
Clients
Retail and Institutional
Platforms
Available
Established Date
02-09-2021
Office Locations
1

Office Locations

1177 West Loop S Suite 1825 Houston TX

About Saxon Financial Group

Saxon Financial Group is a Houston-based advisory firm providing comprehensive financial planning and portfolio management, including retirement, estate, and education planning. The team builds and reviews custom diversified portfolios and continuously monitors plans as life and markets change. The firm also highlights specialized guidance for oil & gas professionals and business owners; custody includes Fidelity/NFS.

Team overview

46 AVG AGE
$45.3M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
3.8 yrs AVG TENURE
19 Employees
15 Advisory Reps
13 RIA Reps
5yrs Firm Age

Insights

Available
Available
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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

RICHARD ALLAN SAXON

RICHARD ALLAN SAXON

Owner, Wealth Advisor

CRD
#4066889
Ownership
75% or more
Available
Available
Available
J

JACLYN BEASLEY GILBERT

Chief Compliance Officer, President

CRD
#6184288
Ownership
Less than 5%
Available
Available
Available

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Contacts

N

Natan Bondin

--

CRD
#8216582
Available
Available
Available
DARRELL WAYNE BROOKS

DARRELL WAYNE BROOKS

Financial Advisor

CRD
#1619165
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-29-2022
11-28-2023
05-23-2024
09-30-2025
03-11-2026
Category Assets AVG. Account size
Discretionary $532,715,167 $364,125
Non-Discretionary $146,408,512 $369,718
Total $679,123,679 $365,317

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Other:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Other Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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