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Schaefer Financial Management, Inc.

Schaefer Financial Management, Inc.. CRD 110110

Schaefer Financial Management, Inc. logo

CRD: 110110

Schaefer Financial Management, Inc.

$1.1B Total AUM
$0 Disc. AUM
14.9% 3Y CAGR
9 Employees
446 ADV. Clients
37 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
04-12-1989
Office Locations
1

Office Locations

7700 E. Arapahoe Road Suite 265 Englewood CO

About Schaefer Financial Management, Inc.

Schaefer Financial Management, Inc. is a Colorado-based RIA providing integrated financial planning and investment management for retail clients. The team coordinates with outside professionals and builds portfolios alongside the financial plan, with an explicit focus on tax-aware implementation. Reported portfolios lean heavily on ETFs, and custody relationships include Charles Schwab.

Team overview

45 AVG AGE
$159.3M AVG AUM / ADVISOR
$2.5M AVG AUM / CLIENT
14 yrs AVG TENURE
9 Employees
7 Advisory Reps
7 RIA Reps
37yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JEFFREY ALAN SCHAEFER

JEFFREY ALAN SCHAEFER

Certified Financial Planner, Chairman, President

CRD
#1233525
Ownership
75% or more
Available
Available
Available
REBECCA A AARDAL

REBECCA A AARDAL

Chief Compliance Officer

CRD
#5495455
Ownership
Less than 5%
Available
Available
Available

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Contacts

Gavin Forrest

Gavin Forrest

Wealth Management Associate

CRD
#7326675
Available
Available
Available
LOWELL CLINTON HANSEN III

LOWELL CLINTON HANSEN III

Certified Financial Planner

CRD
#1477047
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-08-2022
03-29-2023
03-29-2024
03-30-2025
03-26-2026
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $1,114,890,977 $627,754
Total $1,114,890,977 $627,754

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Equity - OTC:
Available
Private Funds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Equity - OTC Available Available
Private Funds Available Available
U.S. Government/Agency Available Available
Total Available Available

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