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Schaeffer Financial LLC

Schaeffer Financial LLC. CRD 133697

S

CRD: 133697

Schaeffer Financial LLC

$257.7M Total AUM
$257.7M Disc. AUM
13.4% 3Y CAGR
7 Employees
494 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท LPL Financial
Clients
Retail
Platforms
--
Established Date
01-03-2005
Office Locations
4

Office Locations

4612 Great OAK Road Rockville MD
-- Houston TX
-- Jacksonville FL

About Schaeffer Financial LLC

Schaeffer Financial LLC is a retail-focused RIA providing financial planning and ongoing portfolio management, including tax and estate planning, insurance and legacy planning, and business-succession guidance. The firm emphasizes asset allocation, risk management, and portfolio construction using ETFs and mutual funds (including annuities and fixed income). Custody includes Charles Schwab and LPL Financial.

Team overview

42 AVG AGE
$64.4M AVG AUM / ADVISOR
$521.7K AVG AUM / CLIENT
13.1 yrs AVG TENURE
7 Employees
4 Advisory Reps
4 RIA Reps
21yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

KAREN PATRICIA SCHAEFFER

KAREN PATRICIA SCHAEFFER

Managing Member

CRD
#705691
Ownership
50% but less than 75%
Available
Available
Available
K

KAITLIN YARDLEY

Chief Compliance Officer, Investment Advisor, Managing Member

CRD
#5336245
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

Claire Ramzy Dwyer

Claire Ramzy Dwyer

--

CRD
#6570914
Available
Available
Available
Brandon Keehr

Brandon Keehr

--

CRD
#7569252
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-17-2022
03-15-2023
11-19-2024
06-02-2025
03-02-2026
Category Assets AVG. Account size
Discretionary $257,695,379 $1,043,301
Non-Discretionary $0 --
Total $257,695,379 $1,043,301

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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