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Schmerge Executive Planning Services, Inc.

Schmerge Executive Planning Services, Inc.. CRD 120059

Schmerge Executive Planning Services, Inc. logo

CRD: 120059

Schmerge Executive Planning Services, Inc.

$53.4M Total AUM
$52.9M Disc. AUM
-- 3Y CAGR
1 Employees
66 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Jackson National Life
Clients
Retail and Institutional
Platforms
Available
Established Date
11-04-1999
Office Locations
1

Office Locations

700 W. Pete Rose WAY Suite 5D Cincinnati OH

About Schmerge Executive Planning Services, Inc.

Schmerge Executive Planning Services (Cincinnati, OH) is a founder-led RIA led by Mark J. Schmerge, ChCF, focused on retirees and pre-retirees. The firm uses active investment management—applying Modern Portfolio Theory with an active risk-management overlay—to seek equity upside while aiming to preserve principal and gains in down markets. For broader planning needs, Schmerge coordinates a referral bench of attorneys, accountants, and planners.

Team overview

-- AVG AGE
$53.4M AVG AUM / ADVISOR
$809.3K AVG AUM / CLIENT
19.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
26yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Custodian

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Investment Themes

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Investment Vehicles

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Services

Available

Technology

Available

Owner & Executives

M

MARK JOSEPH SCHMERGE

Chief Compliance Officer

CRD
#1025553
Ownership
75% or more
Available
Available
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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $52,877,433 --
Non-Discretionary $536,916 --
Total $53,414,349 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
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Cash:
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Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
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