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Secure Planning, LLC

Secure Planning, LLC. CRD 42179

Secure Planning, LLC logo

CRD: 42179

Secure Planning, LLC

$187.0M Total AUM
$187.0M Disc. AUM
6.7% 3Y CAGR
5 Employees
529 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท SEI
Clients
Retail
Platforms
Available
Established Date
04-04-1997
Office Locations
2

Office Locations

23 High Street Portsmouth NH
42 Middle Street Portsmouth NH

About Secure Planning, LLC

Secure Planning, LLC is a Portsmouth-based RIA with 2 offices. The firm has been operating for 29 years. Managing $187.0M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company and SEI.

Team overview

45 AVG AGE
$62.3M AVG AUM / ADVISOR
$353.5K AVG AUM / CLIENT
19.1 yrs AVG TENURE
5 Employees
3 Advisory Reps
4 RIA Reps
29yrs Firm Age

Insights

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Asset Classes

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Client Personas

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Custodian

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Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

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Owner & Executives

LISA ANNE DUGAN

LISA ANNE DUGAN

Broker

CRD
#2979629
Ownership
Less than 5%
Available
Available
Available
K

KAREN MARIE GENDRON

Finop

CRD
#1503330
Ownership
Less than 5%
Available
Available
Available

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Contacts

JUSTIN DALE FINN

JUSTIN DALE FINN

Investment Advisor

CRD
#4602403
Available
Available
Available
ROSE ELIZABETH GILDAY

ROSE ELIZABETH GILDAY

Broker

CRD
#6462969
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-17-2022
03-01-2023
07-30-2024
01-29-2025
05-06-2026
Category Assets AVG. Account size
Discretionary $187,014,564 $221,057
Non-Discretionary $0 --
Total $187,014,564 $221,057

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
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Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Total Available Available

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