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Sequent Planning, LLC

Sequent Planning, LLC. CRD 160381

Sequent Planning, LLC logo

CRD: 160381

Sequent Planning, LLC

$589.5M Total AUM
$528.4M Disc. AUM
31.4% 3Y CAGR
102 Employees
6,028 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
02-06-2012
Office Locations
71

Office Locations

101 Centerpoint DR Unit 208 Middletown CT
10413 S Roberts Rd. Palos Hills IL
110 S. Broad Street Knoxville IL

About Sequent Planning, LLC

Sequent Planning, LLC is a retail wealth management and financial planning firm helping individuals and families navigate money decisions from building wealth through retirement. The team delivers custom plans and diversified, tax-efficient portfolios, with retirement income, tax planning, generational planning, and charitable giving as needs evolve. Differentiator: a boutique advisor relationship backed by institutional resources, supported by a broad multi-office footprint and Schwab custody.

Team overview

47 AVG AGE
$7.8M AVG AUM / ADVISOR
$97.8K AVG AUM / CLIENT
2.7 yrs AVG TENURE
102 Employees
76 Advisory Reps
86 RIA Reps
14yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

Andrea Butler

Andrea Butler

Chief Compliance Officer

CRD
#5065433
Ownership
Less than 5%
Available
Available
Available
M

Mark Thomas Hunter

PRINCIPAL

CRD
#8151610
Ownership
Less than 5%
Available
Available
Available

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Contacts

FRASER LAWRENCE ALLPORT

FRASER LAWRENCE ALLPORT

Financial Advisor

CRD
#1242844
Available
Available
Available
OMAR I BAADARANI

OMAR I BAADARANI

--

CRD
#5749488
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-28-2022
03-27-2023
03-21-2024
08-20-2025
05-27-2026
Category Assets AVG. Account size
Discretionary $528,445,847 $88,089
Non-Discretionary $61,027,156 $3,814,197
Total $589,473,003 $98,000

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Cash:
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Corporate - Investment Grade:
Available
Municipal Bonds:
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Other:
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U.S. Government/Agency:
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Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Other Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
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