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Sera Capital Management, LLC

Sera Capital Management, LLC. CRD 120896

Sera Capital Management, LLC logo

CRD: 120896

Sera Capital Management, LLC

$114.3M Total AUM
$93.6M Disc. AUM
-- 3Y CAGR
5 Employees
179 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
07-10-2007
Office Locations
2

Office Locations

1910 Towne Centre Blvd Suite 250 Annapolis MD
-- Scottsdale AZ

About Sera Capital Management, LLC

Sera Capital is a fee-only, independent fiduciary RIA focused on tax-efficient exit planning for real estate investors, entrepreneurs, and business owners. The team is nationally recognized for 1031 exchange consulting, specializing in Delaware Statutory Trust (DST) 1031s and 721/DST-UPREIT exchanges (over 90% of its work), plus Opportunity Zone strategies and complex ownership unitization—often partnering with advisors, CPAs, and attorneys nationwide.

Team overview

44 AVG AGE
$22.9M AVG AUM / ADVISOR
$638.3K AVG AUM / CLIENT
8.1 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
19yrs Firm Age

Insights

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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

CARLOS MANUEL SERA

CARLOS MANUEL SERA

MANAGING PRINCIPAL, Principal

CRD
#1736186
Ownership
75% or more
Available
Available
Available
Carl Edward Sera

Carl Edward Sera

Chief Compliance Officer, MANAGING PRINCIPAL, PORTFOLIO MANAGER, Principal

CRD
#6615102
Ownership
Less than 5%
Available
Available
Available

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Contacts

ROMAN GABRIEL BALOGH

ROMAN GABRIEL BALOGH

Vice President

CRD
#7320051
Available
Available
Available
Joseph Anthony Sera

Joseph Anthony Sera

Vice President

CRD
#7360459
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-24-2026
Category Assets AVG. Account size
Discretionary $93,555,934 $1,028,087
Non-Discretionary $20,703,041 $1,380,203
Total $114,258,975 $1,077,915

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Equity - OTC:
Available
Private Funds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Equity - OTC Available Available
Private Funds Available Available
Total Available Available

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