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Shaker Financial Services

Shaker Financial Services. CRD 121534

Shaker Financial Services logo

CRD: 121534

Shaker Financial Services

$286.3M Total AUM
$286.3M Disc. AUM
11.7% 3Y CAGR
6 Employees
329 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
01-23-2004
Office Locations
3

Office Locations

1100 N. Glebe Road Suite 1010 Arlington VA
1997 Annapolis Exchange Parkway Suite 300-349 Annapolis MD
-- Sewell NJ

About Shaker Financial Services

Shaker Financial Services is an RIA serving retail and institutional investors with goal-focused financial planning and portfolio construction built on proprietary quantitative strategies aimed at enhancing returns for long-term savers. The firm offers a range of account types and primarily implements portfolios through public funds, including mutual funds and ETFs. Notable for a 5-star overall Morningstar rating.

Team overview

-- AVG AGE
$143.2M AVG AUM / ADVISOR
$870.3K AVG AUM / CLIENT
19.7 yrs AVG TENURE
6 Employees
2 Advisory Reps
2 RIA Reps
22yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

K

KATHRYN SHAKER BAUMMER

Advisor, PARTNER

CRD
--
Ownership
50% but less than 75%
Available
Available
Available
ROBERT M. SHAKER

ROBERT M. SHAKER

Advisor, Chief Compliance Officer

CRD
#4865114
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

D

DANIEL RICHARD GORDON

Partner

CRD
#5235977
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-30-2022
03-29-2023
03-27-2024
03-26-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $286,320,400 $486,939
Non-Discretionary $0 --
Total $286,320,400 $486,939

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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Available Available Available Available Available Available

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