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Shepherd Kaplan Krochuk, LLC

Shepherd Kaplan Krochuk, LLC. CRD 127304

Shepherd Kaplan Krochuk, LLC logo

CRD: 127304

Shepherd Kaplan Krochuk, LLC

$10.9B Total AUM
$2.1B Disc. AUM
11.8% 3Y CAGR
34 Employees
213 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Northern Trust · State Street
Clients
Retail and Institutional
Platforms
Available
Established Date
06-01-2001
Office Locations
1

Office Locations

53 State Street 23rd Floor Boston MA

About Shepherd Kaplan Krochuk, LLC

Shepherd Kaplan Krochuk (SKK) is an independently owned, Boston-based SEC-registered RIA providing fiduciary portfolio management through Wealth Management and Asset Management divisions. The firm serves private clients and institutional relationships, pairing boutique service with institutional-style capabilities and a technology-driven platform. Investment work includes public funds/ETFs and selected alternatives (e.g., hedge funds, private placements, venture capital).

Team overview

54 AVG AGE
$725.6M AVG AUM / ADVISOR
$51.1M AVG AUM / CLIENT
10 yrs AVG TENURE
34 Employees
15 Advisory Reps
8 RIA Reps
25yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

DAVID MORRIS SHEPHERD

DAVID MORRIS SHEPHERD

CO-CEO

CRD
#2284051
Ownership
25% but less than 50%
Available
Available
Available
STEPHEN MICHAEL BRACKETT

STEPHEN MICHAEL BRACKETT

Advisor, President

CRD
--
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-12-2022
05-04-2023
03-28-2024
03-31-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $2,055,637,219 $15,691,887
Non-Discretionary $8,828,578,446 $6,929,810
Total $10,884,215,665 $7,746,773

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Private Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Equity - OTC:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Private Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Equity - OTC Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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