This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 06-19-2021
- Office Locations
- 2
Office Locations
About Sherpa Financial Guides, Inc.
Sherpa Financial Guides, Inc. is a Central Virginia wealth manager and retirement planning firm serving individuals and business owners since 1997. The team builds retirement income, investment, tax, health care, and legacy plans, including rollovers, asset protection, annuities, and insurance. Investment approach is long-term and globally diversified, blending active and passive strategies with disciplined rebalancing and client-driven ESG restrictions; Schwab-custodied portfolios are ETF-leaning.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
DAVID JAMES CUNNINGHAM
Chief Executive Officer, Owner, President, President & CEO
- CRD
- #1316260
- Ownership
- 75% or more
THOMAS UTTERBACK GRINNELL
Chief Compliance Officer, Chief Investment Officer
- CRD
- #4540693
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $8,976,820 | -- |
| Non-Discretionary | $36,320 | -- |
| Total | $9,013,140 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
Continue browsing