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Sherwood Financial Management

Sherwood Financial Management. CRD 305997

Sherwood Financial Management logo

CRD: 305997

Sherwood Financial Management

$23.9M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
17 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
11-04-2019
Office Locations
1

Office Locations

-- Clarence NY

About Sherwood Financial Management

Sherwood Financial Management is a fee-only, fiduciary financial planning and wealth management firm led by CFP professional Tracy Sherwood. The firm serves executives/professionals, individuals and families, and pre-retirees/retirees, with a focus on goal-based planning, tax-aware guidance, and retirement transition support. Portfolios primarily use public funds and ETFs (including index funds) and may include municipal bonds, with custody at Schwab.

Team overview

52 AVG AGE
$23.9M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
5.1 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
6yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

Tracy Lynn Sherwood

Tracy Lynn Sherwood

Chief Compliance Officer, President

CRD
#7187659
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $23,904,903 --
Total $23,904,903 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Total Available Available

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